Embarcadero Capital Advisors, Inc. Privacy Notice
This privacy notice applies to clients of Embarcadero Capital Advisors, Inc. (“we,” “us,” “our firm”). Your relationship with us is based on trust and confidence, which is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information.
Information We Collect:
To provide our services, we obtain non-public personal information about you, including your:
- Address;
- Date of birth;
- Social security number;
- Financial account number(s);
- Occupation;
- Financial goals;
- Assets;
- Income; and
- Securities transactions
Information We Disclose
We may only disclose information that we collect in accordance with this policy.
Parties to Whom We Disclose:
We are committed to protecting your privacy. We will not share the information we collect with any third-party except under the following circumstances.
- To entities that perform services for us or function on our behalf, including financial service providers, such as a broker-dealer, investment company, insurance company, or other investment advisers;
- To comply with broker-dealer firms that have regulatory requirements to supervise certain representatives’ activities;
- To third parties who perform services or marketing, client resource management or other parties to help manage your account on our behalf;
- To your attorney, trustee or anyone else who represents you in a fiduciary capacity;
- To our attorneys, accountants or auditors; and
- To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.
You may be able to opt out of certain information sharing by calling us at 949-371-9796.
Our Security Policy:
We maintain physical, technical, and administrative security measures to safeguard your confidential information.
Former Clients
Our Privacy Notice applies to both current and former clients.
